Secure, Compliant IT Solutions for Finance & Banking Firms
Finance & Banking IT Services
Secure. Compliant. Scalable. Trusted IT for Financial Institutions.
At UPTech IT, we deliver purpose-built IT solutions for banks, credit unions, investment firms, and financial organizations across Central Kentucky and beyond. We understand your industry demands secure, always-on infrastructure — built for regulatory compliance and operational trust. That’s exactly what we provide.
Whether you’re a local bank or a multi-office wealth firm, our team ensures your systems are secure, compliant, and ready to support your growth.
Financial IT Services We Offer
- PRISM – Proactive Remote Insight & Security – Focused on supporting your ATMs, ITMs, TCRs, DVRs, and self-service technology
- JackBlock – JackBlock triggers an audible/visual blast and cuts power to critical ATM components when tampering is detected.
- Management Managed IT Services – End-to-end support and system maintenance
- Advanced Cybersecurity
- EDR (Endpoint Detection & Response) – Detects and isolates threats at device level
- MFA (Multi-Factor Authentication) – Adds extra layers of access security
- DNS Filtering (Domain Name System Filtering) – Blocks access to malicious sites
- Threat Detection & Response – Real-time monitoring and remediation
- Encrypted Communications & Email Security – Secures sensitive conversations
- Compliance Assessments & Documentation – Helps meet audit and regulatory requirements
- Infrastructure Support & System Hardening – Builds secure, resilient networks
- Cloud Integration & Secure File Sharing – Facilitates flexible, compliant workflows
- Business Continuity Planning & Offsite Backup – Minimizes downtime during emergencies
- Microsoft 365 Hardening – Strengthens account security and data sharing policies
Built for Compliance, Backed by Experience
With rising cybersecurity risks and increasing regulatory complexity, your IT systems must meet strict industry standards. UPTech IT helps financial institutions align with these essential compliance frameworks:
- GLBA (Gramm-Leach-Bliley Act)
Requires financial institutions to protect consumer financial data and disclose their information-sharing practices. We support GLBA compliance with strong access controls, encryption, and privacy-focused policies. - PCI-DSS (Payment Card Industry Data Security Standard)
Mandates protection of cardholder data and implementation of anti-fraud security protocols. We deploy secure networks, vulnerability scanning, and incident response measures. - FINRA (Financial Industry Regulatory Authority)
Governs registration, operations, and data integrity for brokerage firms. Our IT environments meet FINRA’s standards for secure communication, data retention, and cyber risk management. - SOC 2 (System and Organization Controls, Type 2)
Outlines trust principles around security, availability, processing integrity, confidentiality, and privacy. We help implement systems with audit trails, access control, and incident response aligned with SOC 2. - FISMA (Federal Information Security Modernization Act)
Requires federal agencies and contractors to secure sensitive data and systems. We provide risk assessments, access logging, and compliance documentation to support FISMA readiness.
These standards ensure that your IT systems protect sensitive data, reduce audit risk, and uphold public trust.
Our Financial Clients Include:
Banks & Credit Unions
Network segmentation, core system uptime, and disaster recovery
Wealth Management Firms
CPA & Accounting Offices
